Tam, Ho Yeung (SFC:ASZ119) 譚浩洋
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CENTRAL WEALTH ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2018-03-01 | 2020-04-03 | RO | Asset management | 2018-03-01 | 2020-04-03 |
| 2 | CMBC ASSET MANAGEMENT COMPANY LIMITED | RO | Asset management | 2017-03-09 | 2017-08-31 |
| 3 | Demeter Capital Limited (HK) | RO | Advising on securities | 2023-05-09 | RO | Asset management | 2023-05-09 |
| 4 | Hong Kong Zhongzheng Fund Management Limited | RO | Advising on securities | 2020-04-14 | 2023-03-31 | RO | Asset management | 2020-04-14 | 2023-03-31 |
| 5 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2009-05-19 | 2009-08-01 |
| 6 | HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-05-19 | 2009-08-01 |
| 7 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2009-05-19 | 2009-08-01 |
| 8 | North Beta International Securities Limited | Rep | Dealing in securities | 2009-09-09 | 2010-04-14 | Rep | Dealing in securities | 2010-06-21 | 2015-06-05 |
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