Yim, Chi Ho 嚴志豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2006-11-01 | 2008-11-08 |
| 2 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2006-11-01 | 2008-11-08 |
| 3 | Guangdong Capital Securities Limited | RO | Advising on securities | 2023-08-22 | RO | Asset management | 2023-08-22 | RO | Dealing in securities | 2023-08-22 |
| 4 | North Beta International Securities Limited | Rep | Dealing in securities | 2009-08-19 | 2013-10-01 |
| 5 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2009-04-09 | 2009-08-11 |
| 6 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2009-04-09 | 2009-08-11 |
| 7 | Vantage New Generation Securities Limited | Rep | Dealing in securities | 2013-11-01 | 2016-09-15 |
| 8 | WEST BULL SECURITIES LIMITED | RO | Dealing in securities | 2016-09-19 | 2023-07-28 | Rep | Asset management | 2018-09-12 | 2020-04-29 | RO | Asset management | 2020-04-29 | 2023-07-28 | RO | Advising on securities | 2021-01-05 | 2023-07-28 |
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