Wong, Peter Tat Ming 黃達明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2009-01-29 | 2010-10-30 |
| 2 | CLSA LIMITED | Rep | Dealing in securities | 2007-01-18 | 2009-01-23 |
| 3 | ConvergEx Asia Pacific Limited | RO | Dealing in securities | 2010-12-03 | 2012-05-10 |
| 4 | Nomura Asia Investment (Hong Kong) Limited | Rep | Advising on futures contracts | 2004-11-18 | Rep | Asset management | 2004-11-18 | Rep | Dealing in futures contracts | 2006-12-15 |
| 5 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2004-11-18 | Rep | Advising on securities | 2004-11-18 | Rep | Asset management | 2004-11-18 | Rep | Dealing in securities | 2006-12-15 | Rep | Dealing in futures contracts | 2004-11-29 | 2006-12-15 |
| 6 | NOMURA SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2004-11-18 | Rep | Advising on securities | 2004-11-18 | Rep | Asset management | 2004-11-18 | Rep | Dealing in securities | 2004-11-29 |
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