Chan, Ka Lok (SFC:ALP972) 陳加樂
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FWD Financial Planning Limited (HK) | Rep | Advising on securities | 2015-11-26 | 2019-08-16 | Rep | Dealing in securities | 2015-11-26 | 2019-08-16 |
| 2 | OnePlatform Asset Management Limited | Rep | Advising on securities | 2005-03-08 | 2010-06-11 | Rep | Dealing in securities | 2007-12-06 | 2015-05-22 |
| 3 | PC SECURITIES LIMITED | Rep | Dealing in securities | 2019-10-09 | 2021-06-01 |
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