Li, Li (SFC:BJI670) 李理
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2017-04-12 | 2017-06-25 |
| 2 | CITIC Securities International Global Markets Limited | Rep | Dealing in securities | 2017-06-26 | Rep | Advising on securities | 2019-04-24 | Rep | Dealing in futures contracts | 2021-06-18 |
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