Chu, Siu Fan 朱小芬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2016-06-15 | 2017-07-07 |
| 2 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2016-06-15 | 2017-07-07 |
| 3 | OnePlatform Asset Management Limited | Rep | Advising on securities | 2008-10-09 | 2010-06-10 | Rep | Dealing in securities | 2010-06-10 | 2014-04-01 |
| 4 | SELINA & CO. LIMITED (HK) | Rep | Dealing in securities | 2017-08-22 | 2018-01-17 | RO | Dealing in securities | 2018-01-17 | 2018-12-10 |
| 5 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in futures contracts | 2016-03-21 | 2016-06-10 | Rep | Dealing in securities | 2016-03-21 | 2016-06-10 |
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