Lim, Wah Sai 林華西
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PHILLIP CAPITAL MANAGEMENT (HK) LIMITED | RO | Advising on securities | RO | Asset management |
| 2 | PHILLIP COMMODITIES (H.K.) LIMITED | RO | Advising on futures contracts | RO | Dealing in futures contracts | RO | Automated trading services | 2003-08-15 | RO | Asset management | 2003-10-30 | RO | Leveraged foreign exchange trading | 2003-12-09 |
| 3 | PHILLIP SECURITIES (HONG KONG) LIMITED | RO | Advising on securities | RO | Dealing in securities | RO | Advising on corporate finance | 2003-10-30 | RO | Asset management | 2003-10-30 | RO | Asset management | 2007-05-02 |
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