Ho, Wing Lim (SFC:AOG204) 何永廉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | OnePlatform Asset Management Limited | Rep | Advising on securities | 2007-01-23 | 2010-06-21 |
| 2 | OnePlatform Asset Management Limited | Rep | Dealing in securities | 2010-06-21 | 2016-08-25 |
| 3 | HEAD & SHOULDERS ASSET MANAGEMENT LIMITED | Rep | Asset management | 2016-09-12 | 2020-05-31 |
| 4 | HEAD & SHOULDERS SECURITIES LIMITED | Rep | Advising on securities | 2016-09-12 | 2020-05-31 |
| 5 | HEAD & SHOULDERS SECURITIES LIMITED | Rep | Dealing in securities | 2016-09-12 | 2020-05-31 |
| 6 | I WIN SECURITIES LIMITED | Rep | Dealing in securities | 2020-07-13 | 2021-06-21 |
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