Lau, Ka Wai (SFC:AHU046) 劉家偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FWD Financial Planning Limited (HK) | RO | Advising on securities | 2020-08-12 | |
| 2 | FWD Financial Planning Limited (HK) | RO | Dealing in securities | 2020-08-12 | |
| 3 | OnePlatform Asset Management Limited | Rep | Advising on securities | 2010-06-01 | |
| 4 | OnePlatform Asset Management Limited | Rep | Dealing in securities | 2007-10-27 | 2015-06-23 |
| 5 | FWD Financial Planning Limited (HK) | Rep | Advising on securities | 2015-09-21 | 2020-08-12 |
| 6 | FWD Financial Planning Limited (HK) | Rep | Dealing in securities | 2015-09-21 | 2020-08-12 |
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