Law, Sara Hoi Ying 羅凱盈
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Everbright Securities Investment Services (HK) Limited | Rep | Automated trading services | 2003-07-07 | |
| 2 | CES Commodities (HK) Limited | Rep | Advising on futures contracts | 2003-11-05 | |
| 3 | CES Commodities (HK) Limited | Rep | Asset management | 2003-11-05 | |
| 4 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2003-11-05 | |
| 5 | Everbright Securities Investment Services (HK) Limited | Rep | Advising on corporate finance | 2003-11-05 | |
| 6 | Everbright Securities Investment Services (HK) Limited | Rep | Advising on securities | 2003-11-05 | |
| 7 | Everbright Securities Investment Services (HK) Limited | Rep | Asset management | 2003-11-05 | |
| 8 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2003-11-05 | |
| 9 | OnePlatform Asset Management Limited | Rep | Advising on securities | 2005-07-12 | 2010-06-08 |
| 10 | OnePlatform Asset Management Limited | Rep | Dealing in securities | 2010-06-08 | 2018-05-10 |
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