Li, Fianna Ka Yan 李家茵
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HEAD & SHOULDERS SECURITIES LIMITED | Rep | Dealing in securities | 2008-10-29 | 2009-01-14 |
| 2 | MAGIC COMPASS FUTURES LIMITED | Rep | Dealing in futures contracts | 2008-03-11 | 2008-09-04 |
| 3 | OnePlatform Asset Management Limited | Rep | Advising on securities | 2009-03-05 | 2010-06-21 | Rep | Dealing in securities | 2010-06-21 | 2017-12-19 |
| 4 | Prime Cdex Securities Limited | Rep | Dealing in securities | 2008-03-11 | 2008-09-04 |
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