Liu, Kwok Chuen 廖國銓
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2006-10-20 | 2007-07-12 |
| 2 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2006-10-20 | 2007-07-12 |
| 3 | OnePlatform Asset Management Limited | Rep | Dealing in securities | 2011-01-04 | 2014-07-02 |
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