Shea, Wing Kai 佘永佳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ALPHALEX CAPITAL MANAGEMENT (HK) LIMITED | Rep | Advising on securities | 2021-04-01 | 2021-04-27 | Rep | Asset management | 2021-04-01 | 2021-04-27 | RO | Advising on securities | 2021-04-27 | RO | Asset management | 2021-04-27 |
| 2 | Avia Asset Management Limited | Rep | Advising on securities | 2014-04-01 | 2014-05-05 | Rep | Asset management | 2014-04-01 | 2018-03-27 | RO | Advising on securities | 2014-05-05 | 2019-05-31 | RO | Asset management | 2018-03-27 | 2019-05-31 |
| 3 | OnePlatform Asset Management Limited | Rep | Advising on securities | 2008-04-15 | 2010-06-24 | Rep | Dealing in securities | 2010-06-24 | 2014-02-17 |
| 4 | Xuanwu Capital Management Limited | RO | Advising on securities | 2019-06-28 | 2021-02-15 | RO | Asset management | 2019-06-28 | 2021-02-15 |
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