Shim, Kwun Fung 沈觀鋒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CASH Wealth Management Limited | Rep | Advising on securities | 2007-09-27 | 2008-03-27 | Rep | Advising on securities | 2009-12-08 | 2011-04-30 |
| 2 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2009-12-08 | 2011-04-30 |
| 3 | OnePlatform Asset Management Limited | Rep | Dealing in securities | 2011-08-29 | 2018-01-25 |
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