Tong, Tsz Ying 湯芷瑩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FWD Financial Planning Limited (HK) | Rep | Advising on securities | 2018-02-20 | 2021-12-16 | Rep | Dealing in securities | 2018-02-20 | 2021-12-16 |
| 2 | IMPERIUM INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2014-09-16 | 2016-12-30 |
| 3 | OnePlatform Asset Management Limited | Rep | Advising on securities | 2010-02-26 | 2010-06-03 | Rep | Dealing in securities | 2010-06-03 | 2011-12-05 |
| 4 | orientiert XYZ Securities Limited | Rep | Dealing in securities | 2012-03-02 | 2014-04-19 | Rep | Asset management | 2012-11-20 | 2014-04-19 |
| 5 | Sun International Investment Services Limited | Rep | Dealing in securities | 2017-01-10 | 2017-08-21 |
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