Wu, Ching Hon 胡正翰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CATHAY SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2012-04-17 | 2015-08-03 | Rep | Dealing in securities | 2013-07-24 | 2015-08-03 |
| 2 | China Securities (International) Asset Management Company Limited | Rep | Advising on securities | 2017-08-08 | 2020-09-25 | Rep | Asset management | 2017-08-08 | 2020-09-25 |
| 3 | China Securities (International) Brokerage Company Limited | Rep | Dealing in futures contracts | 2015-09-14 | 2020-09-25 | Rep | Dealing in securities | 2015-09-14 | 2020-09-25 | Rep | Advising on securities | 2018-04-03 | 2020-09-25 | Rep | Advising on futures contracts | 2019-02-19 | 2020-09-25 |
| 4 | CITIC Securities Brokerage (HK) Limited | Rep | Advising on securities | 2020-10-08 | Rep | Dealing in securities | 2020-10-08 |
| 5 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2020-10-08 | |
| 6 | OnePlatform Asset Management Limited | Rep | Advising on securities | 2009-12-29 | 2010-05-31 | Rep | Dealing in securities | 2010-05-31 | 2012-02-17 |
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