Lum, Chi Yeung 林智洋
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CIS SECURITIES ASSET MANAGEMENT LIMITED | Rep | Dealing in securities | 2009-05-06 | 2016-11-22 | Rep | Dealing in futures contracts | 2009-06-18 | 2016-11-22 | Rep | Asset management | 2013-07-02 | 2016-11-22 | RO | Asset management | 2016-11-22 | 2018-09-14 | RO | Dealing in futures contracts | 2016-11-22 | 2018-09-14 | RO | Dealing in securities | 2016-11-22 | 2018-09-14 | RO | Advising on securities | 2018-08-01 | 2018-09-14 |
| 2 | PLUTUS ASSET MANAGEMENT LIMITED (GBEN) | RO | Advising on securities | 2022-04-14 | RO | Asset management | 2022-04-14 |
| 3 | Plutus Securities Limited | RO | Dealing in securities | 2022-04-14 | |
| 4 | ZHENRO ASSET MANAGEMENT CO. LIMITED | RO | Advising on securities | 2019-09-18 | 2022-03-31 | RO | Asset management | 2019-09-18 | 2022-03-31 |
| 5 | ZHENRO SECURITIES CO. LIMITED | RO | Dealing in securities | 2019-09-18 | 2022-03-31 |
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