Chan, Wai Ho (SFC:AUD980) 陳緯豪

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Guosen Securities (HK) Brokerage Company, Limited Rep Advising on futures contracts 2022-11-22
2 Guosen Securities (HK) Brokerage Company, Limited Rep Advising on securities 2022-11-22
3 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED Rep Dealing in futures contracts 2009-11-17 2012-04-08
BOCI SECURITIES LIMITED Rep 2012-07-26 2014-01-27
PING AN OF CHINA FUTURES (HONG KONG) COMPANY LIMITED Rep 2014-04-10 2015-12-19
China Securities (International) Brokerage Company Limited Rep 2016-01-05 2019-09-15
CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED Rep 2019-09-25 2022-09-21
Guosen Securities (HK) Brokerage Company, Limited Rep 2022-10-03 2023-02-15
Guosen Securities (HK) Brokerage Company, Limited RO 2023-02-15
4 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED Rep Dealing in securities 2009-11-17 2012-04-08
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED Rep 2009-11-17 2012-04-08
BOCI SECURITIES LIMITED Rep 2012-07-26 2014-01-27
PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED Rep 2014-04-10 2015-12-19
China Securities (International) Brokerage Company Limited Rep 2016-01-05 2019-09-15
CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED Rep 2019-09-25 2022-09-21
Guosen Securities (HK) Brokerage Company, Limited Rep 2022-10-03 2023-02-15
Guosen Securities (HK) Brokerage Company, Limited RO 2023-02-15

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