Cheng, Chak Nam 鄭澤南
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2009-12-03 | 2014-03-29 | Rep | Dealing in securities | 2017-06-13 | 2020-05-29 |
| 2 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2010-02-03 | 2014-03-29 | Rep | Dealing in futures contracts | 2017-06-13 | 2020-05-29 |
| 3 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2009-12-03 | 2014-03-29 |
| 4 | OnePlatform Asset Management Limited | Rep | Advising on securities | 2005-06-27 | 2009-09-09 |
| 5 | Success Futures and Foreign Exchange Limited | Rep | Dealing in futures contracts | 2014-05-20 | 2017-05-30 |
| 6 | Success Securities Limited | Rep | Dealing in securities | 2014-05-20 | 2017-05-30 |
| 7 | VALUABLE CAPITAL LIMITED | Rep | Dealing in futures contracts | 2020-07-21 | Rep | Dealing in securities | 2020-07-21 | Rep | Advising on securities | 2020-09-02 | Rep | Asset management | 2020-09-02 |
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