Law, Chin Man 羅展民
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2006-03-22 | 2006-11-01 |
| 2 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2007-10-10 | 2009-10-10 |
| 3 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2010-07-13 | 2011-09-14 |
| 4 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2010-07-13 | 2011-09-14 |
| 5 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2010-07-13 | 2011-09-14 |
| 6 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2007-10-10 | 2009-10-10 |
| 7 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2007-07-09 | 2007-09-17 |
| 8 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2007-05-04 | 2007-09-17 |
| 9 | KGI ASIA LIMITED | Rep | Dealing in securities | 2009-10-19 | 2010-06-16 |
| 10 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-10-19 | 2010-06-16 |
| 11 | ORIENT FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2011-09-21 | 2012-08-03 |
| 12 | ORIENT SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2011-09-21 | 2012-08-03 |
| 13 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2006-01-06 | 2006-03-10 |
| 14 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-01-06 | 2006-03-10 |
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