Law, Chin Man 羅展民

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CELESTIAL SECURITIES LIMITED Rep Dealing in securities 2006-03-22 2006-11-01
2 CES Commodities (HK) Limited Rep Dealing in futures contracts 2007-10-10 2009-10-10
3 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED Rep Dealing in securities 2010-07-13 2011-09-14
4 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED Rep Dealing in futures contracts 2010-07-13 2011-09-14
5 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED Rep Dealing in securities 2010-07-13 2011-09-14
6 Everbright Securities Investment Services (HK) Limited Rep Dealing in securities 2007-10-10 2009-10-10
7 HAITONG INTERNATIONAL FUTURES LIMITED Rep Dealing in futures contracts 2007-07-09 2007-09-17
8 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Rep Dealing in securities 2007-05-04 2007-09-17
9 KGI ASIA LIMITED Rep Dealing in securities 2009-10-19 2010-06-16
10 KGI FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2009-10-19 2010-06-16
11 ORIENT FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2011-09-21 2012-08-03
12 ORIENT SECURITIES (HONG KONG) LIMITED Rep Dealing in securities 2011-09-21 2012-08-03
13 PHILLIP COMMODITIES (H.K.) LIMITED Rep Dealing in futures contracts 2006-01-06 2006-03-10
14 PHILLIP SECURITIES (HONG KONG) LIMITED Rep Dealing in securities 2006-01-06 2006-03-10

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