Leung, Steven Yip Hang 梁業恒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CINDA INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2020-01-07 | |
2 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2019-12-02 | |
3 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2009-06-01 | 2011-10-01 |
4 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2009-06-01 | 2011-10-01 |
5 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2009-06-01 | 2011-10-01 |
6 | Hong Tai Securities Limited | Rep | Dealing in securities | 2019-09-16 | 2019-11-15 | Rep | Advising on securities | 2019-10-14 | 2019-11-15 |
7 | Minerva Holding Financial Securities Limited | Rep | Dealing in securities | 2018-08-09 | 2019-06-06 |
8 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2005-07-20 | 2006-11-30 |
9 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2005-04-19 | 2006-11-30 |
10 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2016-05-25 | 2018-07-28 |
11 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2016-02-04 | 2018-07-28 |
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