Pang, Wai Sun 彭偉新
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Private (HK) Limited | Rep | Advising on securities | 2004-12-21 | 2005-03-31 |
| 2 | CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED | Rep | Advising on securities | 2009-09-25 | 2010-07-26 |
| 3 | CINDA INTERNATIONAL RESEARCH LIMITED | RO | Advising on securities | 2010-07-26 | 2011-05-11 |
| 4 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on securities | 2011-05-26 | 2011-08-09 | RO | Advising on securities | 2011-08-09 | 2016-06-30 | RO | Advising on securities | 2016-07-01 | 2022-09-01 |
| 5 | Everbright Securities Investment Services (HK) Limited | Rep | Advising on securities | 2004-12-21 | 2005-10-13 | RO | Advising on securities | 2005-10-13 | 2009-09-19 |
| 6 | Rafter Capital Limited | Rep | Asset management | 2024-03-25 | RO | Advising on securities | 2024-03-25 |
| 7 | REXCAPITAL FUTURES LIMITED | Rep | Advising on futures contracts | 2004-04-17 | Rep | Asset management | 2004-04-17 | Rep | Dealing in futures contracts | 2004-12-03 |
| 8 | WINGS SECURITIES (HK) LIMITED | Rep | Advising on corporate finance | 2004-04-17 | Rep | Advising on securities | 2004-04-17 | Rep | Asset management | 2004-04-17 | Rep | Dealing in securities | 2004-12-03 |
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