Lam, Fung (SFC:APF050) 林峰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2007-07-04 | 2007-12-01 | Rep | Dealing in securities | 2010-03-08 | 2014-05-30 |
| 2 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2007-07-04 | 2007-12-01 | Rep | Dealing in securities | 2010-03-08 | 2014-05-30 |
| 3 | KGI ASIA LIMITED | Rep | Dealing in securities | 2014-07-21 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | 2020-02-29 |
| 4 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2014-07-21 | 2020-02-29 |
| 5 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in securities | 2008-01-23 | 2010-03-01 |
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