Lam, Sui Fan (SFC:AFS495) 林瑞芬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BETA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2013-11-01 | 2015-04-20 |
| 2 | BMI FUNDS MANAGEMENT LIMITED | Rep | Advising on securities | 2006-10-26 | 2006-11-20 |
| 3 | ChaoShang Securities Limited | Rep | Dealing in securities | 2016-12-07 | 2017-04-11 |
| 4 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2011-07-15 | 2013-05-15 |
| 5 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2011-07-15 | 2013-05-15 |
| 6 | Jingdong Securities Limited | Rep | Dealing in securities | 2017-09-27 | 2018-10-31 |
| 7 | Lion Global Financial Limited | Rep | Advising on securities | 2007-02-27 | 2008-11-01 |
| 8 | Quam Securities Limited | Rep | Advising on securities | 2009-02-04 | 2011-06-30 | Rep | Dealing in securities | 2009-12-30 | 2011-06-30 |
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