Pun, Siu Yeung 潘小陽
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CORPORATE BROKERS LIMITED | Rep | Advising on corporate finance | 2004-02-19 | Rep | Advising on securities | 2004-02-19 | Rep | Asset management | 2004-02-19 | Rep | Automated trading services | 2004-02-19 | Rep | Dealing in securities | 2007-12-07 | RO | Dealing in securities | 2007-12-07 |
| 2 | CORPORATE COMMODITIES LIMITED | Rep | Advising on futures contracts | 2004-02-18 | Rep | Asset management | 2004-02-18 | Rep | Dealing in futures contracts | 2006-01-10 | RO | Dealing in futures contracts | 2006-01-10 |
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