Chan, Tin 陳天
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CORPORATE BROKERS LIMITED | Rep | Dealing in securities | 2009-09-10 | 2023-01-17 |
2 | CORPORATE COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2011-01-17 | 2023-01-17 |
3 | EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2006-07-17 | 2007-08-15 | Rep | Leveraged foreign exchange trading | 2009-05-25 | 2009-08-21 |
4 | Funderstone Futures Limited | Rep | Dealing in futures contracts | 2024-02-26 | |
5 | Funderstone Securities Limited | Rep | Dealing in securities | 2024-02-26 | |
6 | SINOMAX SECURITIES LIMITED | Rep | Dealing in securities | 2007-09-17 | 2009-01-30 |
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