Cheng, David Kin Lung 鄭建龍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BEAR STEARNS ASIA LIMITED | Rep | Advising on corporate finance | 2005-07-11 | 2005-07-21 | Rep | Dealing in securities | 2005-07-11 | 2005-07-21 | RO | Advising on corporate finance | 2005-07-21 | 2008-04-09 | RO | Dealing in securities | 2005-07-21 | 2008-04-09 |
| 2 | BOCI ASIA LIMITED | RO | Advising on corporate finance | 2004-05-10 | RO | Dealing in securities | 2004-05-10 | Rep | Advising on corporate finance | 2004-05-10 | 2004-05-14 | Rep | Dealing in securities | 2004-05-10 | 2004-05-14 |
| 3 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2008-04-23 | 2008-07-15 | Rep | Dealing in securities | 2008-04-23 | 2008-07-15 | Rep | Advising on securities | 2008-05-29 | 2008-07-15 | RO | Advising on corporate finance | 2008-07-15 | 2015-08-07 | RO | Advising on securities | 2008-07-15 | 2015-08-07 | RO | Dealing in securities | 2008-07-15 | 2015-08-07 |
| 4 | CSI Corporate Finance (HK) Limited | Rep | Advising on corporate finance | 2004-05-17 | 2004-07-07 | Rep | Dealing in securities | 2004-05-17 | 2004-07-07 | RO | Advising on corporate finance | 2004-07-07 | 2005-06-30 | RO | Dealing in securities | 2004-07-07 | 2005-06-30 |
| 5 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2015-10-12 | 2015-11-30 | Rep | Advising on securities | 2015-10-12 | 2015-11-30 | Rep | Dealing in securities | 2015-10-12 | 2015-11-30 | RO | Advising on corporate finance | 2015-11-30 | RO | Advising on securities | 2015-11-30 | RO | Dealing in securities | 2015-11-30 |
| 6 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2015-10-12 | 2015-11-30 | Rep | Advising on securities | 2015-10-12 | 2015-11-30 | Rep | Dealing in securities | 2015-10-12 | 2015-11-30 | RO | Advising on corporate finance | 2015-11-30 | RO | Advising on securities | 2015-11-30 | RO | Dealing in securities | 2015-11-30 |
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