Fisher, Jocelyn Howard
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BUCEPHALUS RESEARCH PARTNERSHIP LIMITED | RO | Advising on securities | 2017-03-24 | 2019-05-31 |
2 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2004-06-24 | 2005-06-02 | RO | Dealing in securities | 2005-06-02 | 2013-03-08 |
3 | Credit Suisse Securities (Hong Kong) Limited | RO | Dealing in securities | 2006-03-14 | 2013-03-08 |
4 | SF Partners Limited (HK) | RO | Advising on securities | 2014-01-28 | 2017-05-31 |
5 | UBS SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2004-03-15 | Rep | Advising on securities | 2004-03-15 | Rep | Asset management | 2004-03-15 | Rep | Dealing in securities | 2004-03-15 |
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