Harvey, Neil Anthony Shaun
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2010-02-23 | 2010-11-16 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2010-02-23 | 2010-11-16 |
| 3 | Credit Suisse (Hong Kong) Limited | RO | Advising on securities | 2010-11-16 | 2018-01-01 |
| 4 | Credit Suisse (Hong Kong) Limited | RO | Dealing in securities | 2010-11-16 | 2018-01-01 |
| 5 | Credit Suisse (Hong Kong) Limited | RO | Advising on corporate finance | 2013-08-07 | 2018-01-01 |
| 6 | Credit Suisse (Hong Kong) Limited | RO | Advising on futures contracts | 2013-08-07 | 2018-01-01 |
| 7 | Credit Suisse (Hong Kong) Limited | RO | Dealing in futures contracts | 2013-08-07 | 2018-01-01 |
| 8 | Credit Suisse Securities (Hong Kong) Limited | RO | Advising on securities | 2013-08-07 | 2018-01-01 |
| 9 | Credit Suisse Securities (Hong Kong) Limited | RO | Dealing in securities | 2013-08-07 | 2018-01-01 |
| 10 | Credit Suisse (Hong Kong) Limited | RO | Asset management | 2016-07-19 | 2018-01-01 |
| 11 | ASIA DEBT MANAGEMENT HONG KONG LIMITED | RO | Asset management | 2020-01-15 | 2022-10-14 |
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