Ho, Joseph Man Leuk 何文略
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BlackRock Asset Management North Asia Limited | RO | Advising on securities | 2007-06-06 | RO | Asset management | 2003-12-16 | 2007-06-06 | RO | Advising on corporate finance | 2004-11-01 | 2007-06-06 |
2 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2011-02-14 | 2011-04-08 | Rep | Advising on securities | 2011-02-14 | 2011-04-08 | Rep | Dealing in securities | 2011-02-14 | 2011-04-08 | RO | Advising on corporate finance | 2011-04-08 | 2013-07-01 | RO | Advising on securities | 2011-04-08 | 2013-07-01 | RO | Dealing in securities | 2011-04-08 | 2013-07-01 |
3 | INVESCO ASSET MANAGEMENT ASIA LIMITED | Rep | Dealing in securities | 2013-12-31 | 2015-06-28 |
4 | INVESCO HONG KONG LIMITED | Rep | Advising on securities | 2013-12-31 | 2015-06-28 | Rep | Dealing in securities | 2013-12-31 | 2015-06-28 |
5 | SG SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2007-09-14 | 2009-08-18 | RO | Dealing in securities | 2009-08-18 | 2010-10-01 |
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