Moss, Alister Grahame

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Credit Suisse (Hong Kong) Limited Rep Automated trading services 2003-08-22
2 Credit Suisse (Hong Kong) Limited Rep Dealing in securities 2006-02-14
3 Credit Suisse (Hong Kong) Limited Rep Advising on corporate finance 2005-04-19 2006-02-14
4 Credit Suisse (Hong Kong) Limited Rep Advising on securities 2005-04-19 2006-02-14
5 Credit Suisse (Hong Kong) Limited RO Advising on corporate finance 2006-02-14 2006-09-22
6 Credit Suisse (Hong Kong) Limited RO Advising on securities 2006-02-14 2006-09-26
7 Credit Suisse (Hong Kong) Limited RO Dealing in securities 2006-02-14 2006-09-26
8 Credit Suisse (Hong Kong) Limited Rep Advising on corporate finance 2006-09-22 2007-04-13
9 Credit Suisse (Hong Kong) Limited Rep Advising on securities 2006-09-26 2007-04-13
10 Credit Suisse (Hong Kong) Limited Rep Dealing in securities 2006-09-26 2007-04-13
11 Credit Suisse (Hong Kong) Limited RO Advising on corporate finance 2007-04-13 2012-07-23
12 Credit Suisse (Hong Kong) Limited RO Advising on securities 2007-04-13 2012-11-17
13 Credit Suisse (Hong Kong) Limited RO Dealing in securities 2007-04-13 2012-11-17
14 Credit Suisse (Hong Kong) Limited RO Automated trading services 2010-11-24 2012-11-17
15 NOMURA INTERNATIONAL (HONG KONG) LIMITED Rep Advising on corporate finance 2015-11-02
16 NOMURA INTERNATIONAL (HONG KONG) LIMITED Rep Advising on securities 2015-11-02
17 NOMURA INTERNATIONAL (HONG KONG) LIMITED Rep Dealing in securities 2015-11-02

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