Pang, Kenneth Kwok Kit 彭國傑

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Credit Suisse (Hong Kong) Limited Rep Automated trading services 2009-06-08 2009-10-08
Rep Dealing in futures contracts 2009-06-08 2009-10-08
Rep Dealing in securities 2009-06-08 2009-10-08
RO Automated trading services 2009-10-08 2013-11-01
RO Advising on futures contracts 2009-10-08 2023-08-15
RO Advising on securities 2009-10-08 2023-08-15
RO Dealing in futures contracts 2009-10-08 2023-08-15
RO Dealing in securities 2009-10-08 2023-08-15
2 Credit Suisse Securities (Hong Kong) Limited RO Advising on securities 2009-10-08 2023-08-15
RO Dealing in securities 2009-10-08 2023-08-15
RO Automated trading services 2017-04-24 2023-08-15
3 MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED RO Asset management 2024-06-18
RO Dealing in futures contracts 2024-06-18
RO Dealing in securities 2024-06-18
4 UBS DERIVATIVES HONG KONG LIMITED RO Dealing in futures contracts 2005-05-19 2009-04-08
5 UBS SECURITIES ASIA LIMITED Rep Advising on corporate finance 2003-05-12
Rep Advising on securities 2003-05-12
Rep Asset management 2003-05-12
Rep Dealing in securities 2009-04-08
Rep Dealing in futures contracts 2003-06-11 2009-04-08

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