Pang, Kenneth Kwok Kit 彭國傑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Automated trading services | 2009-06-08 | 2009-10-08 | Rep | Dealing in futures contracts | 2009-06-08 | 2009-10-08 | Rep | Dealing in securities | 2009-06-08 | 2009-10-08 | RO | Automated trading services | 2009-10-08 | 2013-11-01 | RO | Advising on futures contracts | 2009-10-08 | 2023-08-15 | RO | Advising on securities | 2009-10-08 | 2023-08-15 | RO | Dealing in futures contracts | 2009-10-08 | 2023-08-15 | RO | Dealing in securities | 2009-10-08 | 2023-08-15 |
| 2 | Credit Suisse Securities (Hong Kong) Limited | RO | Advising on securities | 2009-10-08 | 2023-08-15 | RO | Dealing in securities | 2009-10-08 | 2023-08-15 | RO | Automated trading services | 2017-04-24 | 2023-08-15 |
| 3 | UBS DERIVATIVES HONG KONG LIMITED | RO | Dealing in futures contracts | 2005-05-19 | 2009-04-08 |
| 4 | UBS SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2003-05-12 | Rep | Advising on securities | 2003-05-12 | Rep | Asset management | 2003-05-12 | Rep | Dealing in securities | 2009-04-08 | Rep | Dealing in futures contracts | 2003-06-11 | 2009-04-08 |
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