Park, Min
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Automated trading services | 2009-06-09 | 2009-10-05 | Rep | Dealing in futures contracts | 2009-06-09 | 2009-10-05 | Rep | Dealing in securities | 2009-06-09 | 2009-10-05 | RO | Advising on futures contracts | 2009-10-05 | 2013-04-09 | RO | Advising on securities | 2009-10-05 | 2013-04-09 | RO | Automated trading services | 2009-10-05 | 2013-04-09 | RO | Dealing in futures contracts | 2009-10-05 | 2013-04-09 | RO | Dealing in securities | 2009-10-05 | 2013-04-09 | Rep | Advising on futures contracts | 2018-09-06 | 2018-10-25 | Rep | Advising on securities | 2018-09-06 | 2018-10-25 | Rep | Dealing in futures contracts | 2018-09-06 | 2018-10-25 | Rep | Dealing in securities | 2018-09-06 | 2018-10-25 | RO | Advising on futures contracts | 2018-10-25 | RO | Advising on securities | 2018-10-25 | RO | Dealing in futures contracts | 2018-10-25 | RO | Dealing in securities | 2018-10-25 |
| 2 | Credit Suisse Securities (Hong Kong) Limited | RO | Advising on securities | 2009-10-05 | 2013-04-09 | RO | Dealing in securities | 2009-10-05 | 2013-04-09 | RO | Advising on securities | 2022-11-16 | RO | Dealing in securities | 2022-11-16 |
| 3 | Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on futures contracts | 2013-09-02 | 2014-01-07 | Rep | Advising on securities | 2013-09-02 | 2014-01-07 | Rep | Dealing in futures contracts | 2013-09-02 | 2014-01-07 | Rep | Dealing in securities | 2013-09-02 | 2014-01-07 | RO | Advising on futures contracts | 2014-01-07 | 2015-10-27 | RO | Advising on securities | 2014-01-07 | 2015-10-27 | RO | Dealing in futures contracts | 2014-01-07 | 2015-10-27 | RO | Dealing in securities | 2014-01-07 | 2015-10-27 |
| 4 | THREE STONES CAPITAL LIMITED | Rep | Asset management | 2017-03-31 | 2018-08-21 |
| 5 | UBS DERIVATIVES HONG KONG LIMITED | RO | Dealing in futures contracts | 2004-07-29 | 2009-04-15 |
| 6 | UBS SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2004-05-20 | Rep | Advising on securities | 2004-05-20 | Rep | Asset management | 2004-05-20 | Rep | Dealing in securities | 2004-07-29 | RO | Dealing in futures contracts | 2004-07-29 | 2009-04-15 | RO | Dealing in securities | 2004-07-29 | 2009-04-15 |
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