Stoehr, Carsten Hideki Alois
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2003-06-01 | Rep | Advising on securities | 2003-06-01 | Rep | Asset management | 2003-06-01 |
| 2 | Credit Suisse (Hong Kong) Limited | RO | Advising on corporate finance | 2009-10-06 | 2012-06-01 | RO | Advising on securities | 2009-10-06 | 2012-06-01 | RO | Automated trading services | 2009-10-06 | 2012-06-01 | RO | Dealing in futures contracts | 2009-10-06 | 2012-06-01 | RO | Dealing in securities | 2009-10-06 | 2012-06-01 | Rep | Advising on corporate finance | 2016-03-07 | 2016-05-24 | Rep | Advising on securities | 2016-03-07 | 2016-05-24 | Rep | Dealing in securities | 2016-03-07 | 2016-05-24 | Rep | Dealing in futures contracts | 2016-03-07 | 2017-06-30 | RO | Advising on corporate finance | 2016-05-24 | 2022-12-15 | RO | Advising on securities | 2016-05-24 | 2022-12-15 | RO | Dealing in securities | 2016-05-24 | 2022-12-15 |
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