Tao, Dong 陶冬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Credit Suisse (Hong Kong) Limited | Rep | Automated trading services | 2003-08-22 | Rep | Advising on securities | 2008-05-05 | RO | Advising on securities | 2008-05-05 | 2016-07-11 |
2 | Springs Capital (Hong Kong) Limited | Rep | Advising on securities | 2024-08-29 | Rep | Asset management | 2024-08-29 | Rep | Dealing in securities | 2024-08-29 |
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