Wong, Karen (SFC:AEI412) 黃嘉倫
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2011-05-09 | 2011-07-12 | Rep | Advising on securities | 2011-05-09 | 2011-07-12 | Rep | Dealing in securities | 2011-05-09 | 2011-07-12 | RO | Advising on corporate finance | 2011-07-12 | 2012-05-26 | RO | Advising on securities | 2011-07-12 | 2012-05-26 | RO | Dealing in securities | 2011-07-12 | 2012-05-26 |
| 2 | Joy Silver Limited | RO | Advising on corporate finance | 2012-08-16 | 2013-09-19 | RO | Dealing in securities | 2012-08-16 | 2013-09-19 |
| 3 | KINGSWAY CAPITAL LIMITED | Rep | Advising on corporate finance | 2015-11-25 | 2016-01-27 | RO | Advising on corporate finance | 2016-01-27 | RO | Dealing in securities | 2016-11-22 | 2022-06-22 |
| 4 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Dealing in securities | 2015-11-25 | 2016-01-27 | RO | Dealing in securities | 2016-01-27 |
| 5 | MACQUARIE CAPITAL LIMITED | Rep | Advising on corporate finance | 2007-08-24 | 2008-02-11 | Rep | Dealing in securities | 2007-09-12 | 2008-02-11 | RO | Advising on corporate finance | 2008-02-11 | 2011-03-29 | RO | Dealing in securities | 2008-02-11 | 2011-03-29 |
| 6 | Macquarie Corporate (Hong Kong) Limited | Rep | Advising on corporate finance | 2007-08-24 | 2008-02-11 | RO | Advising on corporate finance | 2008-02-11 | 2011-03-07 |
| 7 | Quam Capital Limited (b1994-08-04) | RO | Advising on corporate finance | 2007-08-16 | |
| 8 | VBG Capital Limited | RO | Advising on corporate finance | 2013-09-19 | 2015-10-12 | RO | Dealing in securities | 2013-09-19 | 2015-10-12 |
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