Au, Ka Ho (SFC:ARK827) 歐家豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2010-09-28 | Rep | Dealing in futures contracts | 2013-02-18 |
2 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2008-08-04 | 2010-08-14 |
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