Blackburn, Andrew James (SFC:AJE473)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2004-02-18 | 2012-09-15 | Rep | Automated trading services | 2008-11-07 | 2012-09-15 | Rep | Dealing in futures contracts | 2008-11-07 | 2012-09-15 |
| 2 | Credit Suisse Futures (Hong Kong) Limited | Rep | Dealing in futures contracts | 2004-02-18 | 2008-11-24 | Rep | Automated trading services | 2005-04-14 | 2008-11-24 |
| 3 | Direxion Asia Limited | RO | Advising on securities | 2013-06-13 | 2019-08-21 | RO | Dealing in securities | 2013-06-13 | 2019-08-21 | Rep | Advising on securities | 2019-08-21 | 2019-09-30 | Rep | Dealing in securities | 2019-08-21 | 2019-09-30 |
| 4 | UBS DERIVATIVES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2003-09-29 | 2003-12-10 |
| 5 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2003-09-29 | 2003-12-10 | Rep | Dealing in securities | 2003-09-29 | 2003-12-10 |
| 6 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2003-09-29 | 2003-12-10 |
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