Boon, Yan Taw 溫演道
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2011-07-15 | 2013-10-12 |
| 2 | Neuberger Berman Asia Limited | Rep | Advising on securities | 2013-11-05 | 2022-09-29 | Rep | Dealing in securities | 2013-11-05 | 2022-09-29 | Rep | Asset management | 2018-04-13 | 2022-09-29 | RO | Advising on securities | 2022-09-29 | RO | Asset management | 2022-09-29 | RO | Dealing in securities | 2022-09-29 |
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