Chai, Felix King Ming
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2007-02-13 | 2007-05-30 | Rep | Automated trading services | 2011-06-09 | 2013-06-04 | Rep | Dealing in futures contracts | 2011-06-09 | 2013-06-04 | Rep | Dealing in securities | 2011-06-09 | 2013-06-04 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2007-07-04 | 2009-02-27 |
| 3 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-07-23 | 2009-02-27 |
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