Chan, Vincent Cheong Wa 陳昌華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | UBS SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2004-04-29 | |
| 2 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2004-04-29 | Credit Suisse (Hong Kong) Limited | Rep | 2004-06-01 | 2014-07-17 | Credit Suisse (Hong Kong) Limited | RO | 2014-07-17 | 2020-02-07 | ALETHEIA TECHNOLOGIES LIMITED | Rep | 2020-05-19 | 2021-06-02 | Aletheia Analyst Network Limited | Rep | 2021-06-04 |
| 3 | UBS SECURITIES ASIA LIMITED | Rep | Asset management | 2004-04-29 | |
| 4 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2004-04-29 |
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