Chang, Yuan (SFC:AST179) 常遠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in securities | 2009-04-14 | 2010-10-15 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2011-01-03 | 2011-04-15 | Rep | Advising on securities | 2011-05-20 | 2013-10-12 | Rep | Dealing in securities | 2012-06-26 | 2013-10-12 |
| 3 | GL China Equity HK Management Limited | Rep | Advising on securities | 2019-07-12 | 2019-08-27 | Rep | Asset management | 2019-07-12 | 2019-08-27 | RO | Advising on securities | 2019-08-27 | 2022-09-17 | RO | Asset management | 2019-08-27 | 2022-09-17 |
| 4 | Hedgestone Capital Group (H.K.) Co., Limited | Rep | Advising on securities | 2015-08-24 | 2016-04-07 | Rep | Asset management | 2015-08-24 | 2016-04-07 | RO | Advising on securities | 2016-04-07 | 2017-11-17 | RO | Asset management | 2016-04-07 | 2017-11-17 |
| 5 | TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED | Rep | Advising on securities | 2013-11-26 | 2014-06-27 | Rep | Asset management | 2013-11-26 | 2014-06-27 |
| 6 | Towering Securities Limited | Rep | Dealing in securities | 2018-08-31 | 2019-05-31 | RO | Advising on securities | 2018-09-17 | 2019-05-31 | RO | Asset management | 2018-09-17 | 2019-05-31 |
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