Chen, Chieh 陳潔
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Coventry Capital HK Limited | Rep | Dealing in securities | 2010-06-11 | 2011-07-29 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2011-09-06 | 2011-12-17 |
| 3 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on securities | 2007-08-13 | 2009-07-28 | Rep | Dealing in securities | 2007-08-13 | 2009-07-28 | Rep | Advising on futures contracts | 2012-07-26 | 2014-06-20 | Rep | Dealing in futures contracts | 2012-07-26 | 2014-06-20 |
| 4 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2014-09-17 | 2021-08-11 |
| 5 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2014-09-17 | 2021-08-11 |
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