Chen, Chuanxuan 陳川炫
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2006-08-14 | 2011-03-01 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2006-08-14 | 2011-03-01 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2006-08-14 | 2011-03-01 |
| 4 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2006-08-14 | 2011-03-01 |
| 5 | Merrill Lynch Far East Limited | Rep | Advising on securities | 2006-08-14 | 2011-03-01 |
| 6 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2006-08-14 | 2011-03-01 |
| 7 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2011-05-06 | 2012-08-25 |
| 8 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2011-05-06 | 2012-08-25 |
| 9 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2011-05-06 | 2012-08-25 |
| 10 | ICBC INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2013-04-25 | 2017-06-23 |
| 11 | ICBC INTERNATIONAL CAPITAL LIMITED | Rep | Dealing in securities | 2013-04-25 | 2017-06-23 |
| 12 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2018-04-09 | 2021-06-28 |
| 13 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2018-04-09 | 2021-06-28 |
| 14 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2018-04-09 | 2021-06-28 |
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