Chen, Dennis Chih Chieh 陳智傑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2013-03-06 | 2015-05-14 |
| 2 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2013-03-06 | 2015-05-14 |
| 3 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2007-07-30 | 2012-05-17 |
| 4 | UBS DERIVATIVES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2015-06-19 | 2016-12-18 |
| 5 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2015-06-19 | 2022-04-29 | Rep | Dealing in securities | 2015-06-19 | 2022-04-29 |
| 6 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2015-06-19 | 2016-12-18 | Rep | Dealing in futures contracts | 2016-12-19 | 2022-04-29 | Rep | Dealing in securities | 2016-12-19 | 2022-04-29 |
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