Chen, Qun (SFC:AHU697) 陳群
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on securities | 2017-08-25 | |
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2017-08-25 | |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2004-10-26 | |
| 4 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2004-10-26 | |
| 5 | Merrill Lynch (Asia Pacific) Limited | Rep | Asset management | 2004-10-26 | |
| 6 | Merrill Lynch (Asia Pacific) Limited | Rep | Automated trading services | 2004-10-26 | |
| 7 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2004-10-26 | |
| 8 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2004-11-11 | 2017-05-20 |
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