Cheng, Xiuyuan 程修遠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on corporate finance | 2013-10-16 | 2015-08-04 | Rep | Dealing in securities | 2013-10-16 | 2015-08-04 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2011-07-22 | 2012-11-13 | Rep | Advising on securities | 2011-07-22 | 2012-11-13 | Rep | Dealing in securities | 2011-07-22 | 2012-11-13 |
| 3 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2015-10-22 | 2016-12-18 | Rep | Advising on corporate finance | 2016-12-19 | 2022-09-19 |
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