Chiu, Ho Ming 趙皓明

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CLSA RESEARCH LIMITED Rep Advising on securities 2010-11-22 2011-04-20
2 Credit Suisse (Hong Kong) Limited Rep Advising on corporate finance 2011-05-30 2012-05-19
Rep Advising on securities 2011-05-30 2012-05-19
Rep Dealing in securities 2011-05-30 2012-05-19
3 Cypress Capital Hong Kong Limited Rep Advising on securities 2013-08-23 2015-11-23
Rep Asset management 2013-08-23 2015-11-23
4 HUNG SING SECURITIES LIMITED Rep Dealing in securities 2018-11-26 2022-08-25
Rep Asset management 2018-12-04
Rep Advising on securities 2018-12-04 2022-08-25
RO Advising on securities 2022-08-25
RO Dealing in securities 2022-08-25
5 STOCKWELL SECURITIES LIMITED Rep Dealing in securities 2018-09-24 2018-10-02

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