Chiu, Ho Ming 趙皓明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLSA RESEARCH LIMITED | Rep | Advising on securities | 2010-11-22 | 2011-04-20 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2011-05-30 | 2012-05-19 | Rep | Advising on securities | 2011-05-30 | 2012-05-19 | Rep | Dealing in securities | 2011-05-30 | 2012-05-19 |
| 3 | Cypress Capital Hong Kong Limited | Rep | Advising on securities | 2013-08-23 | 2015-11-23 | Rep | Asset management | 2013-08-23 | 2015-11-23 |
| 4 | HUNG SING SECURITIES LIMITED | Rep | Dealing in securities | 2018-11-26 | 2022-08-25 | Rep | Asset management | 2018-12-04 | Rep | Advising on securities | 2018-12-04 | 2022-08-25 | RO | Advising on securities | 2022-08-25 | RO | Dealing in securities | 2022-08-25 |
| 5 | STOCKWELL SECURITIES LIMITED | Rep | Dealing in securities | 2018-09-24 | 2018-10-02 |
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