Chiu, Tiffany Yu man 趙汝玟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Automated trading services | 2011-08-18 | 2013-11-01 | Rep | Dealing in futures contracts | 2011-08-18 | 2023-01-11 | Rep | Dealing in securities | 2011-08-18 | 2023-01-11 | RO | Advising on securities | 2023-01-11 | 2023-06-30 | RO | Dealing in futures contracts | 2023-01-11 | 2023-06-30 | RO | Dealing in securities | 2023-01-11 | 2023-06-30 |
| 2 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2011-08-18 | 2023-01-11 | Rep | Automated trading services | 2013-08-22 | 2023-01-11 | RO | Advising on securities | 2023-01-11 | 2023-06-30 | RO | Automated trading services | 2023-01-11 | 2023-06-30 | RO | Dealing in securities | 2023-01-11 | 2023-06-30 |
| 3 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2023-09-28 |
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