Chow, Simon Sze Yuen 周思遠

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Credit Suisse (Hong Kong) Limited Rep Dealing in securities 2007-10-24 2022-04-29
Rep Dealing in futures contracts 2013-07-09 2022-04-29
2 GOLDMAN SACHS (ASIA) L.L.C. Rep Dealing in securities 2007-08-06 2007-08-06
3 North Rock Capital Management (HK) Limited RO Asset management 2023-01-18
RO Dealing in securities 2023-07-20

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